Publications & Events

Get the latest insights from our legal experts and details of discussion sessions on developments in the financial and securities regulatory domain here.

Articles

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January 24, 2025

The Insider Thread: Safeguarding UPSI from Within

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January 17, 2024

Sebi’s rumour roulette: The proposed norms must be scrutinised for their likely impact on market dyanamics

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December 12, 2023

Towards ease of trading: Adoption of trading plans faced significant challenges as current framework imposed stringent restrictions

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October 26, 2023

A new era of competition law: Not only does this compel violators to make amends but also gives those affected a voice

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Trackers

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February 21, 2025

Podcast and Dialogue Sessions

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January 24, 2025

Decoding with Finsec | Ep. 3 | Ketan Parekh: A Curious Case of Front Running

In the world of stock trading, trading based on advance knowledge of a client’s large trade - referred to as ‘front running’ - is regarded one of the highest ethical breaches. In the third episode of ‘Decoding with Finsec’, we dissect a recent order passed by the Securities and Exchange Board of India (SEBI) against Ketan Parekh and connected entities for front-running the trades of an overseas institutional investor. Join us as we break down the mechanics of front-running and explore the rise in front-running cases in the recent years and potential regulatory solutions.

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Upcoming

January 7, 2025

Decoding with Finsec | Ep. 2 | The Finfluencer Question

We are glad to present the second episode of 'Decoding with Finsec', where we explore the rise of financial influencers and critically assess SEBI’s current regulatory approach. ‘Decoding with Finsec’ is a podcast series dedicated to demystifying financial regulation. Leaving the jargon and technicalities aside, our goal is to keep you informed and ahead of the curve through straightforward and candid conversations.

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Upcoming

December 23, 2024

Decoding with Finsec | Ep. 1 | Ease of Doing Business or Ease of Regulating?

We are excited to launch ‘Decoding with Finsec’ - a podcast series dedicated to demystifying financial regulation. Leaving the jargon and technicalities aside, our goal is to keep you informed and ahead of the curve through straightforward and candid conversations.

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Upcoming

December 19, 2024

Finsec Dialogue on 'The decisions taken in SEBI’s Board Meeting dated December 18, 2024' on Twitter Spaces

We are pleased to announce the upcoming edition of the Finsec Dialogue on ‘The SEBI Board Meeting held on December 18, 2024’, to be held on X Spaces, on December 19, 2024.

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Upcoming

Books

Securities Regulation: Primary Market Offerings in India, Anil Choudhary and Rajneesh Deka, (Wolters Kluwer CCH, 2015)

Mr. Anil Choudhary

Fraud, Manipulation and Insider Trading in the Indian Securities Markets (LexisNexis, 2025), Fifth Edition

Mr. Sandeep Parekh

Publications & Events

Articles

The Insider Thread: Safeguarding UPSI from Within

Sebi’s rumour roulette: The proposed norms must be scrutinised for their likely impact on market dyanamics

Towards ease of trading: Adoption of trading plans faced significant challenges as current framework imposed stringent restrictions

A new era of competition law: Not only does this compel violators to make amends but also gives those affected a voice

Trackers

SEBI Issues Guidelines on Retail Participation in Algorithmic Trading

Pump and Dump: SEBI's Interim Order on SME Stock Manipulation

Finsec Tracker on the Guidelines for Research Analysts and Investment Advisers

SEBI's Amendment to the Insider Trading Regulations

Podcast and Dialogue Sessions

Decoding with Finsec | Ep. 3 | Ketan Parekh: A Curious Case of Front Running

Decoding with Finsec | Ep. 2 | The Finfluencer Question

Decoding with Finsec | Ep. 1 | Ease of Doing Business or Ease of Regulating?

Finsec Dialogue on 'The decisions taken in SEBI’s Board Meeting dated December 18, 2024' on Twitter Spaces

Books

Securities Regulation: Primary Market Offerings in India, Anil Choudhary and Rajneesh Deka, (Wolters Kluwer CCH, 2015)

Fraud, Manipulation and Insider Trading in the Indian Securities Markets (LexisNexis, 2025), Fifth Edition

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