The firm provides regulatory advice and assistance in the financial sector, focusing on the securities, investments and banking industry in particular. The firm’s work extends from advisory services to transactional to litigation services. We regularly provide advice on complex securities and financial market issues on areas such as takeover regulations, market infrastructure regulations and derivatives.
We advise on regulatory issues relating to Foreign Institutional Investors (FIIs), mutual funds, alternative investment funds (AIFs), venture capital funds and portfolio managers.Further, we assist in cross border private equity deals, capital raising, private placements in both bond and equity markets. We have represented market intermediaries and companies on adversarial issues in cases of fraud, insider trading, front-running, manipulation and takeover and other regulatory action in various fora including Securities and Exchange Board of India and Securities Appellate Tribunal.
Finsec Law Advisors actively contributes to securities and financial market reform projects and policy work conducted from time to time. We are committed to continuing dialogue with government, financial market regulators, stock exchanges and specialised committees to improve the state of the regulatory architecture.